Helen Richards is Compliance Officer & Money Laundering Reporting Officer, responsible for liaison and oversight of compliance at the Pemberton Group. This includes European policies and procedures, maintaining a monitoring plan, a business risk assessment and overseeing an AML/CTF programme.
Before she joined Pemberton in 2015, she was Compliance Officer and Money Laundering Reporting Officer of Neuberger Berman Europe Limited where she worked for eight years. There she was responsible for compliance for the London office and various European branches and rep offices.
Helen has over 25 years’ asset management compliance experience. Prior to Neuberger Berman, Helen worked at Threadneedle Investments for over six years, and before that at Henderson Global Investors. Earlier in her career she worked for Jardine Fleming in Hong Kong.
Helen graduated from the London South Bank University with a BA (Hons) Business Studies and is a qualified Chartered Secretary (ACIS).